Publications
-
Sellers Beware: FINRA’s New Suitability Rule and the Sale of Complex Investments
Securities Regulation & Law Report™
October 15, 2012
-
Speaker Beware: FINRA’s New Suitability Rule Redefines Recommendations
Aon Advisors Solutions
Fall 2012
Additional Publications
“Business Development Companies: What You Need to Know,” Aon Advisor Solutions, Winter 2012 Newsletter
“The Importance of Due Diligence to Suitability Determinations,” Aon Advisor Solutions, Summer 2009 Newsletter
“Subprime Litigation Update,” June 2008
“Removability and the Rule of Law: The Independence of the Solicitor General,” 57 George Washington Law Review 750, 1990