Speaking Engagements

What to Do When the SEC Comes Calling

Nationwide Insurance

Date: June 28, 2018
Location: New York, NY

David Aveni (Of Counsel-San Diego) and Michael McCloskey (Partner-San Diego) will present “What to Do When the SEC Comes Calling” at Nationwide Insurance on June 28, 2018. The presentation will familiarize the audience with the investigatory and law enforcement actions of the Securities and Exchange Commission (SEC) and how to respond if confronted with an SEC inquiry.  David and Michael will provide an outline of investigatory and enforcement options available to the SEC and discuss best practices with respect to responding to them. 

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